DFIN403 MERCHANT BANKING & FINANCIAL SERVICES

Description

SESSION	FEB-MARCH 2024
PROGRAM	MASTER OF BUSINESS ADMINISTRATION (MBA)
SEMESTER	IV
COURSE CODE & NAME	DFIN403 – MERCHANT BANKING & FINANCIAL SERVICES

 

 

Assignment Set – 1

 

1. Illustrate concept of financial services? Discuss the different types of financial services with suitable example?

Ans 1.

Financial services encompass a broad range of activities that facilitate the proper functioning of an economy by assisting individuals and businesses in managing money, investments, and other related economic activities. At its core, the concept of financial services is centered on the management, investment, transfer, and lending of money.

Financial services are integral to personal financial management, business operations, and overall economic stability. They enable the efficient allocation of capital across the economy, helping to maximize productivity and Its Half solved only

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2. Define Brokerage with reference to functions performed by brokers. Discuss the difference between brokers and underwriters. 5 + 5

Ans 2.

Brokerage and Functions of Brokers

Brokerage refers to the service provided by brokers who act as intermediaries between buyers and sellers in financial markets. Brokers facilitate the buying and selling of securities, real estate, insurance, and other financial instruments. They earn a commission for their services, which is usually a percentage of the transaction value.

Brokers perform several essential functions:

• Facilitating Transactions:

 

 

3. Discuss the various players in depository system. Describe the advantages of depository system.

Ans 3.

Players in the Depository System

The depository system is a framework that facilitates the electronic storage, transfer, and settlement of securities, eliminating the need for physical certificates. Several key players operate within this system, each with distinct roles:

Depositories: Central entities that hold securities in electronic form and facilitate their transfer and settlement. Examples include the National Securities Depository Limited (NSDL) and Central Depository Service

 

 

Assignment Set – 2

 

4. Write short note on the following:
5. Elements of lease
6. Types of leases

Ans 4.

Elements of Lease

A lease is a contractual arrangement in which one party, the lessor, grants the right to use an asset to another party, the lessee, for a specified period in exchange for periodic payments. The key elements of a lease include:

• Parties Involved: The lessor, who owns the asset, and the lessee, who uses the asset. Both parties agree to the

 

5. “Credit rating has emerged as a protector for the small investors as well as the bigger ones.” Justify the statement with reference to functions performed by CRAs.

Ans 5.

Credit rating agencies (CRAs) have become crucial protectors for both small and large investors by providing reliable assessments of the creditworthiness of various entities, such as corporations, governments, and financial instruments. This statement is justified through the numerous functions that CRAs perform, which enhance transparency, reduce information asymmetry, and facilitate informed investment

 

 

 

6. Summarize the process of securitization.

Ans 6.

Securitization is a financial process that transforms illiquid assets into tradable securities, providing liquidity and diversifying risk. The process involves several steps, each playing a crucial role in converting assets like loans or receivables into marketable securities. Here’s a summary of the securitization process:

Asset Selection and Pooling: